CISI - UK Financial Regulations Certification Exam
13 Tests, 900+ Questions
5 Unit Tests and 8 Full Length Tests
INR 4000
This CISI - UK Financial Regulations Certification Examination provides a comprehensive introduction to the financial services industry with a specific focus on investments from a global perspective. It is the third step in the CISI's qualification pathway.
The objective of the examination is to ensure that candidates can apply appropriate knowledge and understanding of UK Financial Markets, Regulation and Ethics to financial planning, advice and management for retail customers.
The examination will test candidate's understanding and practical application of the following elements:
Chapter No. | Title | Weights(%) |
---|---|---|
1 | The Regulatory Environment | 7 |
2 | The Financial Services and Markets Act 2000 | 10 |
3 | Associated Legislation and Regulations | 18 |
4 | The FCA Conduct of Business Source-book/Client Assets | 37 |
5 | Complaints & Redress | 3 |
Name of Module: CISI - UK Financial Regulations Certification Examination
Test Fees (Pounds) |
Test Duration (in minutes) |
No. of Questions |
Maximum Marks | Pass Marks (%) | Certificate Validity (in years) |
Negative Marking |
191 | 90 | 75 | 100 | 70 | Life Time | n/a |
1. What exactly will be CISI's role in certification?
The role of CISI will be to administer the online certification testing for Indian market Practitioners as well as develop further content in collaboration with the Capital Markets Authority with regard to the domestic framework, specific tests as well as global standard specialization tests. The CISI will also work with the CMA to identify appropriate local training institutions to deliver the CISI approved syllabus.
2. What will be the delivery mode of the exam?
The exam will be computer Based where candidates receive the results immediately after the exam.
3. Is there any class room training provided by CISI?
Candidates wishing to follow classroom training sessions prior to taking the examination may do so through Intelivisto. Please contact the Intelivisto for more details on training. For any further information please visit our site: www.intelivisto.com or can contact on 9891224488
We take this opportunity to introduce Intelivisto Consulting India Pvt. Ltd. as one of the leading e-learning portal solution provinding organization. The Chartered Institute for Securities & Investment (CISI), United Kingdom, is the largest professional certification agency across the globe.
Intelivisto Consulting India Private Limited was established to cater to the growing demand from professionals to upgrade their skills and knowledge and to carry out exquisite Market Research, Financial Modeling, Global Securities Operations, Risk Management, Compliance Operations, client servicing on developed as well as emerging markets and provide technical support.
Key Facts about our Programs
Here at Intelivisto, you get ready to crack CISI-UK Financial Regulations with confidence. So, we would be glad to support you in preparing to not only get the certification but also to outfit you with the necessary skills-set. If you want to obtain practice test, you can register with us, which can be accessable free of cost and afterwards you could access our product categories as per your requirement and can practice particular product's mock test.
- Ipshita Gopinath, Analyst
- Somnath, Student