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UK Financial Regulations

Online workshop is schedule from 26th September, Wednesday to 29th September, Saturday 2018

Global financial regulations are dynamic and have gone thru lots of changes due to various economic challenges faced by important economies of the world in last decade. These challenges have forced regulators to make the regulations more robust as well as investor friendly. UK Financial Regulations has become a benchmark qualification to elevate the career in financial services and operations domain in many countries and is also an important step in the CISI's qualification pathway. Recent changes in regulation have increased the demand of CISI- UK Financial Regulations certified professionals.

The workshop is schedule from 26th September to 29th September 2018, 3 hours every day and timings in Respective Countries:

UK London Time - 01:30 pm to 4:30 pm / UAE Time - 4.30 pm to 7.30 pm / India Time - 6.00 pm to 9.00 pm


  • PREPARE FOR A CAREER IN OPERATION MANAGEMENT/ COMPLIANCE – provides a comprehensive overview of regulatory structure in the UK financial services industry with a specific focus on financial services and markets act and conduct of business sourcebook of FCA.
  • STEP IN THE CISI’S QUALIFICATION PATHWAY – you can build upon this qualification by progressing to IOC or compliance qualifications.
  • FREE CISI STUDENT MEMBERSHIP – become associated with a chartered professional body and take advantage of an extensive range of benefits
  • Very well recognised qualification across financial services industry.

During this workshop trainers will discuss:

  • The Regulatory Environment
  • The Financial Services and Markets Act 2000 & Financial Services Act 2012   
  • Associated Legislation and Regulation
  • The FCA Conduct of Business Sourcebook / Client Assets
  • Complaints and Redress


Complimentary online test for the CISI-UK Financial Regulations certification will help candidates in getting certification.

Early Bird Discount @ 30% available for registrations before August 30, 2018. Use discount code "UKFR30" when you proceed to check out. The price of 25,000/- is in INR (Indian Rupee) and is equal to GBP 272/- approx.

Upcoming Batches


Workshop on UK Regulation will provides a comprehensive introduction to the financial services industry with a specific focus on investments from a global perspective. UK Regulation workshop is also an ideal for the professionals already working in the industry especially in Operation and compliance domain and who may be interested in diversifying into these domains or who want to develop an understanding of how to comply with the regulation in the best of the interest of clients as well as the organisation they were working. It ensures that candidates can apply appropriate knowledge and understanding of UK Financial Markets, Regulation and Ethics and also to counter financial crime. The module also covers various other global regulations including MiFID II.


The sessions will be conducted by our team of well-qualified and practitioners with decades of experience in these domains. These trainers have conducted various workshops training thousands of professionals for leading financial institutions. These names include Goldman Sachs, com.ivst.comp.model.common.State Street, HSBC, Morgan Stanley, Mashreq Bank and many more.

Who should attend

Workshop is suited for staffs working in Operation and Compliance roles as well as for those who aspire to upraise in financial sector especially in the fields of Operations and compliance. The workshop is designed to help the participants gain required understanding for their CISI certification (UK Financial Regulation) thru detail study of the course.

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