NISM Securities Operations and Risk Management Certification Examination (NISM SORM) is deliberate to create the essential standard for associated persons of a registered stock-broker/ trading member/ clearing member in known stock exchanges, concerned in (a) assets or funds of investor or clients, (b) redressal of investor grievances, (c) internal control or risk management and (d) activities having a bearing on operational risk.
Distribution of weights of the NISM Series VII (NISM SORM) : NISM Securities Operations and Risk Management
||Introduction to the Securities Market
||Participants in the Securities Market
||Introduction to Securities Broking Operations
||Investor Grievances & Arbitration
||Services Provided by Brokers
NISM Securities Operations and Risk Management (NISM Series VII) Certification Exam Details
Name of Module: NISM Series VII (NISM SORM) : NISM Securities Operations and Risk Management Certification Examination
| Test Fees
| Test Duration
|| Pass Marks (%)
|| Certificate Validity
| Negative Marking
NISM Securities Operations and Risk Management Certification Examination (NISM SORM) : Frequently Asked Questions
1. How can I register for NISM Series VII (NISM SORM) : NISM Securities Operations and Risk Management Certification Examination?
Candidates can register with any of the following Test Administrators.
a. National Institute of Securities Markets (NISM) https://certifications.nism.ac.in/nismaol/
For registrations candidates may visit any of the above websites.
After successful registration, candidates may select a test centre, date and time slot of their choice on the Test Administrator website. Candidates are required to follow further instructions available on the Test Administrator websites.
2. I have passed NISM Securities Operations and Risk Management Certification Examination (NISM SORM), when will I receive the certificate?
Only the candidates who have produced their Income Tax Permanent Account Number (PAN) during registration would receive the NISM Certificate within two weeks of appearing for the examination.
Candidates who produced other identification proofs would not receive the NISM certificate. They would receive only the temporary mark sheet at the end of the examination.
3. I have not provided my PAN information at the time of taking the certification examination. How do I obtain the certificate?
Candidates who have not provided their PAN information during registration may furnish their PAN details to the Test Administrator they have registered with anytime after taking the examination. After receiving and verifying PAN details, the candidate will receive the certificate from the Test Administrator they have registered with. No additional payments are necessary for obtaining the certificate.
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NISM Securities Operations and Risk Management Articles (NISM SORM), click here
NISM Securities Operations and Risk Management Workbook (NISM SORM), click here to download
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