This is the third and final unit of the CISI Masters in Wealth Management. It is a postgraduate level professional exam
requiring candidates to identify the requirements of a client from the relevant information available, structure and manage
a suitable portfolio of financial assets and communicate their recommendations to the client.
A stand-alone global qualification as well as a unit within the Investment Operations Certificate (IOC) formerly known as
the Investment Administration Qualification (IAQ) program, this exam has been specifically designed to meet the needs of
new entrants to the global investment industry. Focusing on international markets, it provides an overview of all areas of investment.
Please contact us for your training needs for both offline and online CISI certification courses.
As the second unit of the CISI Masters in Wealth Management, this postgraduate level professional exam requires candidates
to think critically in the context of the theory of investment as applied to the management of private client funds, the
tailoring of a portfolio to clients' needs and much more.
This is a professional level exam, covering the regulatory framework of the financial services industry,
including participants' legal and ethical constraints, principles and policy.
The leading exam is UK Financial regulations. CISI UK Financial Regulation part papers are not available as the exam is conducted online like majority of other CISI certifications.
This exam provides an understanding of the regulations and legislation that underpin financial markets and
the conduct of investment business in the UK. Various mock test have been created by our tram to help candidates for CISI online learning in this module.
Providing a stepping stone from the Investment Operations Certificate (IOC), formerly known as Investment Administration
Qualification (IAQ) to the Diploma in Investment Operations, AGSO is narrative exam of case-study style questions. It
equips operations staff with a broader grasp of the business and regulatory issues faced by senior management, augmenting
their technical and managerial skills.
