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UK Financial Regulations

* The Regulatory Environment * The Financial Services and Markets Act 2000 * Associated Legislation and Regulation * The FCA Conduct of Business Sourcebook / Client Assets * Complaints and Redress *

 

It provides regulatory framework for UK Financial Services and related regulations and legislations underpinning the financial markets and the conduct of investment business. 

Ofqual approval

The International Introduction to Investment is accredited by Ofqual as the level 3 Award for Introduction to Investment. This qualification is recognised by Ofqual as a level 3 qualification on the Qualifications & Credit Framework (QCF). Success in this qualification carries with it eight QCF credits. Visit cisi.org/ofqual. On the European Qualifications Framework, this equates to a level 4 qualification. For further information visit cisi.org/eqf 

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INFORMATION

Objective

The objective of the examination is to ensure candidates have a basic knowledge of the UK regulations and legislation underpinning the financial markets and the conduct of investment business.

Facilitator

All trainers at Intelivisto/IIFMS are highly qualified and financial market experts with years of experience in financial domain.

Who should attend

Suitable for all staff, not just those responsible for making investment decisions, including administration, finance and accounting, IT, customer service, sales and marketing and HR and training.

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